Forms

Prior to opening an account with Private Capital Management, Inc. please review a copy of our Form ADV Part II, filed with the Securities and Exchange Commission. This form explains the organization of our firm and fees and is available upon request.  Additional information on Private Capital Management can also be found on the SEC IARD Investment Advisor Search site under our registration number - 108140
 

In addition to our Form ADV Part II, prospective clients are encouraged to review the following documents prior to opening an account:

  • Investment Advisory Contract
  • Privacy Policy
  • Code of Ethics

After reviewing these documents and speaking with our staff regarding account minimums and investment procedures, we will assist you in setting up an account with your selected custodian. All funds will be held in your name and you will receive regular statements from the custodian showing current positions and balances.